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Additional account forms

W8 forms are needed for all foreign accounts

W8BEN - (For each owner of an individual, joint, trust, corporate or estate account)
W8IMY - (For partnership account)
W8EXP - (For each individual that signs on an Investment Club Account)
W8ECI - (For accounts of individuals or entities claiming exemption from withholding on income connected with the conduct of trade or business in the United States.)

Options Account

Options Agreement - (For those who wish to add option trading to an existing account)

Options Disclosure Documents

Characteristics and Risks of Standardized Options
Supplement to Characteristics and Risks of Standardized Options - December 2009
Special Statement for Uncovered Option Writers

Futures Account

Futures Agreement - (For those who wish to add emini futures trading to an existing account)
Futures Disclosure - Increased Leverage
US/Foreign Entity Questionnaire

Checking Account

Mastertrader.com Checking Account - (Pen Account)
Electronic Transfer (ACH)

Account Transfer Forms

ACAT Form - (A copy of your most recent statement is requested to process this transfer)
Journal Form - (To transfer money and/or positions between Mastertrader accounts)

Depositing Certificates

Stock Power -  Complete and send original directly to Penson with the original certificates
Stock Power Instructions

FUNDING INSTRUCTIONS



Miscellaneous Account Paperwork

Customer Account, Margin & Short Account Agreement
Customer Account Agreement
Joint Account Agreement
Corporate Agreement
Trading Authorization - Full
Trading Authorization - Limited
Partnership Agreement
Trust Agreement
Sole Proprietorship
Presence Test
LLC Agreement
Traditional IRA
Traditional IRA Distribution
Roth IRA
Roth IRA Distribution
SEP IRA Agreement
Simple IRA
IRA Deposit



Options carry a high level of risk and are not suitable for all investors. Please read the Options Disclosure Document titled Characteristics and Risks of Standardized Options before considering any Options transactions. Copies of this document are available electronically by clicking Characteristics and Risks of Standardized Options, or by writing Mastertrader.com, 7-11 South Broadway Suite 210A, White Plains, NY 10601. Options are not suitable for all investors and you must balance the opportunities of options trading with the corresponding risks involved. Exercise and/or closing transactions are subject to commission charges. Interest charges are incurred where the underlying securities are purchased on margin.

An investment in futures contracts is speculative, involves a high degree of risk and is suitable only for persons who can assume the risk of loss in excess of their margin deposits. The high degree of leverage that is often obtainable in futures trading can work against you as well as for you and, as a result, can lead to large losses as well as gains. If you purchase or sell a futures contract, you may sustain a total loss of your initial margin funds and any additional funds that you may deposit to establish or maintain your position. If the market moves against your position, you may be called upon to deposit a substantial amount of additional margin funds, on short notice, in order to maintain your position. If you do not provide the requested funds within the prescribed time, your position may be liquidated at a loss, and you will be liable for any resulting deficit in your account. Under certain market conditions, you may find it difficult or impossible to liquidate a position. You should carefully consider whether futures trading is appropriate for you in light of your investment experience and objectives, financial resources and other relevant circumstances.

For further information about the risks of futures trading, please read:

Futures Risk Disclosure Statement        Electronic Trading and Order Routing Systems Disclosure Statement

 
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Day Trading Risk Disclosure Statement | Pre & Post Market Trading Risk Disclosure | Characteristics and Risks of Standardized Options
Margin Disclosure Statement | Futures Risk Disclosure Statement | Anti-Money Laundering - USA Patriot Act
Electronic Trading and Order Routing Systems Disclosure Statement | Material Aspects of Mastertrader.com's Relationships
Business Continuity Plan and Emergency Contact Information: FINRA Rule 4370

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